David Kay
Cornell Local Government Program
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I. Recent Trends
Concern About Growth, Land Use, and Sprawl Has Increased
Interest in growth, sprawl, and related land use issues appears
to be sweeping the country. In the past several years, studies have
proliferated and media attention has mushroomed. Thousands of press
stories have appeared. Major newspaper headlines that employed the
favored term "smart growth" more than quadrupled between
1998 and 1999. But interest goes beyond the headlines. In a recent
national survey by the Pew Center for Civic Journalism, nearly one
fifth of respondents listed sprawl related issues (e.g. development,
traffic, roads) as "the most important problem facing the community
where you live". The issue was most often highlighted by suburban,
college-educated, white Americans. Overall, concern about sprawl
increased since 1994 and ranked right at the top of the list of
local concerns with crime and violence. 1
Go to the Pew Center for Civic Journalism's Straight Talk From Americans
2000 Survey.
Consistent with this finding, grass roots organizations opposing
sprawl or rallying behind varied "responsible land use"
agendas have multiplied. Countless local initiatives and elections
have taken up growth management or land use themes. The American
Planning Association reports that close to 1,000 land use reform
bills were introduced into state legislatures in 1999 alone, with
about one in five becoming law.
2 Go to the American Planning Association's "Growing
Smart" website. The issue made an entrance onto the
central national political stage in 1999 when Vice President Gore
announced the Administration's "Livability Agenda", which
bundled a handful of smart growth policies under a less edgy label.
Economic and Population Shifts Accompanied by Land Consumption
Interest has been driven by many factors. Among them, overall population
in the United States is estimated to have grown by more than 13%
between 1990 and 2000. 3
Open an Excel file displaying the U.S. Census 2000 PHC-T-2. Ranking
Tables for States: 1990 and 2000. Growth was dramatically
higher in many states in the south and west. Growth was not uniform
within regions, either. For complex economic and social reasons,
both population and jobs -- often accompanied by congestion -- have
moved increasingly to the suburbs and the outer suburbs.
During this period, the national economy also experienced a period
of unprecedented growth and wealth creation. Americans have spent
part of their wealth on ever larger houses per person. 4
Open the National Association of Home Builders' "Housing:
Facts Figures and Trends, 1900-1950-2000" report (.pdf file).
We have also consumed more land. One USDA estimate suggests
that 25 million acres of nonfederal land may have been converted
through development over a fifteen year period, a 34% increase.
5
Go to the 1997 National Resources Inventory: Highlights (revised
Dec 2000). A Brookings Institution Study released in 2001
concludes that urbanization has consumed land rapidly even in regions
like the Northeast and Midwest which have experienced only slow
population growth.6
Go
to the Brookings Institution report, "Who Sprawls Most? How
Growth Patterns Differ Across the U.S." (.pdf file).
How About New York State?
How well does this portrait apply to New York State? On a community
level, New York has followed larger trends as cities and first generation
suburbs have seen people and jobs move outward, reinforcing lower
density land use patterns overall. This shift came though Census
estimates of New York's population growth in the 1990's are, at
5.5%, among the nation's lowest. At the same time, until recently
New York's (especially Upstate's) participation in the strong economy
lagged far behind that of other states.
Almost half of New York counties, all upstate, are estimated to
have actually lost population in the 1990's. (See map) Those counties
lacking a major suburban component, both rural and urban, tended
to experience no growth or actual population decline. In contrast,
population growth was relatively strong in the New York City metropolitan
region and in upstate counties with mixed suburban and rural characteristics.
In sum, while there has been only slow growth overall, New York
has experienced a significant redistribution of population across
its landscape.

Smart Growth in New York State
Does Smart Growth have salience as an issue in New York State despite
the lack of overall growth pressures? The answer appears to be yes.
Anti-sprawl and related policies have been adopted or debated in
many local communities ranging from Long Island to Rochester and
Buffalo. As in other states, an astonishingly diverse array of interest
groups ranging from environmental groups to the state homebuilder's
association have jumped on the bandwagon. At state and local levels,
a diverse coalition of these stakeholders has actively jockeyed
for position while seeking common ground and policy influence. Most
anchor themselves in a core concept: concentrating new development
in or near existing developed areas to avoid sprawling haphazardly
across a low density landscape.
The vision that is collectively evoked by this collection of interest
groups includes but is not limited to the protection of farmland,
open space, and environmentally sensitive areas; the revitalization
of inner cities and village main streets; the rehabilitation of
historic structures and provision of affordable housing; the alleviation
of traffic congestion and automobile dependency; and the more efficient
use of infrastructure and taxpayer relief.
Whether this vision will motivate a politically coherent policy
or lead to change on the ground in New York remains to be seen.
A variety of Smart Growth bills has already been introduced into,
though not passed by, the NYS legislature. In the meantime, Governor
Pataki created the Quality Communities Interagency Task Force. In
January 2001 the Task Force released a report with 41 recommendations
intended to help communities "in implementing effective land
development, preservation and rehabilitation strategies that promote
both economic development and environmental protection."
7 Go to the Quality Communities Interagency Task Force website.
II. The New York Public's Attitudes towards Growth and Growth
Management
Highlights of the Cornell Study
In May of 2000 Cornell University sponsored a statewide poll of
901 randomly selected New Yorkers. The poll touched on a variety
of general topics related to population growth and development.
Some key results are highlighted here. Responses from counties experiencing
different degrees of urbanization 8 and
growth were contrasted.9
The results illuminate some of the opportunities and challenges
proponents of "Smart Growth" or "Quality Communities"
face in the Empire State. Overall, the results solidify some key
impressions. Many of them point to the priority New Yorkers place
on the environment and "quality of life".
- First, dominant housing and community preferences suggest continued
pressure for population to sprawl out from urban centers. More
people wish for than have the proverbial little house in the country.
- Second, most New Yorkers dislike the prospect of more population
growth, associating it with many negative impacts.
- Third, New Yorkers strongly favor farm, open space, and environmental
protection despite awareness of some economic trade-offs.
- Fourth, most New Yorkers favor government involvement in managing
population growth, though support falls off among residents outside
the most urban counties.
Preferred Population Size and Density -- Few Welcome Increases
Well over half of New Yorkers think the size of their town, county,
and state are "about right" (see chart). About two-thirds
are content with the density of their neighborhoods. However, New
Yorkers who are dissatisfied overwhelmingly prefer smaller and less
densely settled population patterns, especially in their own neighborhoods.
Residents of more urban and faster growing counties are the most
likely to prefer smaller populations and lower density neighborhoods.

Population Growth - Linked to Higher Taxes & House Costs;
Harm to Environment, even Economy
More than three fourths of New Yorkers (76% overall; 66% in the
least urban counties) associate growth with increased housing costs.
Well over half (59% overall; 50% in declining counties) believe
that an increase in the number of houses causes taxes to go up.
Faster population growth in the community is seen as a boon to economic
development by only 30% of New Yorkers. An equal proportion (30%)
feel population growth actually hurts economic development. People
from counties that lost population were more likely to associate
growth with economic benefit, and people from the most urban counties
were more likely to associate it with harm. (see charts) In contrast,
there is very strong agreement (83%) that faster population growth
in the community is harmful to the environment.


Farmland and Open Space Protection ? - Yes!
There is overwhelming agreement with the statement that "efforts
should be made to preserve high quality farmland for future food
production" (92% agree strongly or somewhat). Sentiments in
favor of efforts "to preserve open space for scenic or recreational
uses" are similar (93% agree strongly or somewhat). (See Chart)
The high levels of support do not vary much across counties by degree
of urbanization or growth.

Jobs and Economy versus the Environment? - The Environment First
Do we worry too much about pollution and the environment and not
enough about prices and jobs? A majority of New Yorkers (57%) disagrees
and favors the environment. A similar majority (60%) agrees that
we should protect the environment "even if it means jobs in
the local community are lost" (see chart) and that "we
must sacrifice economic growth in order to preserve the environment"
(62%). Though response patterns vary somewhat by question, residents
of more urban counties tend to favor the environment most.
Location and Housing Preferences - Many Urban County Dwellers
Wish for Small Town Life
Most New Yorkers would ideally like to live in "open country
rural areas" or "small communities" (56%). City suburbs
are preferred by 27%; cities by only 15%. Almost half the residents
of the most urban counties wish they could live in open country
or small communities. In contrast, less than 10% of the residents
of the least urban counties would prefer life in a city or city
suburb. (see chart) New Yorkers strongly (83%) prefer to live in
separate detached housing.

Government Policy and Population Growth - Support for Government
Role Strongest in Urban Counties
When asked generally if government should be dealing with "problems
of growth" or should "not intervene", the majority
support an active governmental role. (55% should, 38% should not,
7% no answer). Support is strongest for local government in this
role, followed by federal and then state government. However, support
outside of the most urban counties drops below 50% (see chart).
Support also drops when reference is specifically made to the respondent's
own community. Just over one in three respondents (37%) agreed that
the town or county should do something "about the way population
is distributed around your community", while 61% disagreed.
Residents of growing counties were more likely than residents of
other counties to agree with this sentiment.

Sprawl and Smart Growth - "Smart Growth" an unfamiliar
term throughout state
"Sprawl" is a term that is much more familiar than is
"Smart Growth". (see chart) Over half of respondents (52%)
were familiar enough with the first term to attempt to define it.
This is double the number of respondents familiar with the second
(27%). Familiarity with "sprawl" increases with education
and income, and was slightly more familiar among residents of the
rural and the slowly growing counties. Would Smart Growth policies
mean higher business costs? Among the small minority of people saying
they were familiar with Smart Growth, slightly more agreed (48%)
than disagreed (41%).

Summary and Conclusions
In their lifestyle preferences and support for public policy, New
Yorkers value low density living, open space, and scenic farmland.
The more these amenities are absent or threatened, the more strongly
they tend to be valued or supported. Urban dwellers are the most
likely to express discontent with their home location.
There is much pre-existing evidence to suggest that problems associated
with sprawl are both familiar to New Yorkers and disliked. At the
same time, many New Yorkers prefer to live in low density environments
that tend to turn to sprawl when individuals independently attempt
to realize their dreams.
"Smart Growth" is being promoted as a solution to sprawl.
So far, it is an unfamiliar term to most state residents, including
those living in counties with increasing populations.
Our survey did not directly define and measure support for Smart
Growth policies. Such policies typically envision new development
that concentrates around existing infrastructure, saving taxes while
protecting open space and revitalizing existing population centers.
Insofar as Smart Growth or New York's recently announced Quality
Communities policies support such a vision, they will likely enjoy
popular support.
However, New Yorkers in our survey express widespread, experience-based
antipathy to population growth and density. One of the greatest
challenges facing the planners, politicians, and promoters who seek
to implement a Smart Growth vision is to devise strategies, policies,
and designs that can effectively shift the balance of preference
towards higher density living in already settled areas.
ENDNOTES
8 Counties were classified into
three groups along an urbanization spectrum using the proportion
of the population in 1990 Census-defined urban areas.
"Least Urban" - Allegany, Cattaraugus, Chenango, Columbia,
Delaware, Essex, Franklin, Hamilton, Lewis, Livingston, Ontario,
Oswego, Otsego, Schoharie, Schuyler, Steuben, Sullivan, Ulster,
Wayne, Wyoming, Yates.
"Intermediate"- Cayuga, Chautauqua, Clinton, Cortland,
Dutchess, Fulton, Genesee, Herkimer, Jefferson, Madison, Montgomery,
Oneida, Orange, Putnam, Rensselaer, Saratoga, Seneca, St Lawrence,
Tompkins.
"Most Urban" - Albany, Bronx, Broome, Chemung, Erie,
Kings, Monroe, Nassau, New York, Niagara, Onondaga, Queens, Richmond,
Rockland, Schenectady, Suffolk, Westchester. Greene, Orleans,
Tioga, Warren, and Washington, counties had no respondents.
9 Counties were also ranked by rate
of population growth during the 1990's, and classified into three
groups:
1) "Declining" (negative growth: Allegany, Broome,
Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Cortland,
Erie, Herkimer, Montgomery, Niagara, Oneida, Onondaga, Rensselaer,
Schenectady, Schoharie, Seneca, St. Lawrence, Steuben, Tioga).
2) "Slow growth" (0-5% growth: Albany, Columbia, Delaware,
Essex, Fulton , Genesee, Hamilton, Jefferson, Lewis, Livingston,
Madison, Monroe, Nassau, New York, Oswego, Otsego, Schuyler, Tompkins,
Washington, Wyoming).
3) "Growing" (greater than 5% growth: Bronx, Dutchess,
Franklin, Greene, Kings, Ontario, Orange, Orleans, Putnam, Queens,
Richmond, Rockland, Saratoga, Suffolk, Sullivan, Ulster, Warren,
Wayne, Westchester, Yates ). Greene, Orleans, Tioga, Warren, and
Washington, counties had no respondents.
David Kay is
a Senior Research Associate with the
Cornell Local Government Program
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